Product

Efficient Application and Registration Processing

Registrar is a powerful and fully customizable form and application processing solution that guides users through form filling requirements for your organization.

If you have the need for an agile form filling technology solution, CAESAR Registrar is it.

Streamlined Rep On-Boarding Process

easy broker dealer form u4 applicationWith an easy to use interface, reps can complete their U4 and all required Broker Dealer forms in a streamlined, efficient manner. Your firms unique registration workflow can be integrated into Registrar, allowing the back office to monitor progress and create their own validation points and verification rule-logic.

Completed U4’s are approved by the Back Office and electronically transmitted to FINRA once all workflow requirements have been successfully completed.

Schedule FingerPrints

scedule_printsRegistrar enables reps to schedule their fingerprinting appointment through an interface with BIG’s Fieldprint® service. The Fieldprint® collection network ensures locations are available close to your applicant. No one else provides access to as many sites as BIG, making them the most comprehensive and convenient provider on the market today.

Reduce Time & Costs

Registrar cuts down the registration timeline by days or even weeks via the electronic submission of validated data between Reps, Back Office, and FINRA. The ease of form filling inherent within this solution creates legible entries, enabling the Back Office to conduct rep reviews more effectively.

What Users are Saying:

Aegon Financial

” We fully customized CAESAR Registrar with our own corporate brand and created custom workflows to serve a very large organization.”

BBVA Compass Bank

“CAESAR Registrar is a BIG ADVANTAGE. It keeps our reps from being intimidated by the big registration packets we used to send and it’s so much easier for them to use….but the real advantage is for the Back Office…less keying to do into CRD, and we can easily read the documents as opposed to the hand written ones we used to get.”

Ohio National

We use the Registrar Application for the Annual Compliance Questionaire required by FINRA”.

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